Compliance Manager

We are seeking to recruit a Compliance Officer. 

The Job

The person occupying this position will:

  • Ensure proper implementation of AML/CFT Policies and Procedures by personally overseeing all internal processes.
  • Prepare client CDD files at on-boarding stage and conduct risk-based monitoring of clients thereafter.
  • Perform risk assessments of existing and new clients, evaluate and identify suspicious behaviour and report to the MLRO on any appropriate action required.
  • Perform periodical internal audits and draw up reports / gap analysis for the MLRO and the Firm.
  • Recommend actions following such audits for an ongoing compliance improvement programme.
  • Ensure all CDD information and documentation is correctly recorded and maintained.
  • Be familiar and keep abreast with AML/CFT legislation and regulations in Malta.
  • Take the lead with annual reporting requirements to the MFSA and FIAU.
  • Be a key contact person for all AML/CFT related matters and liaise with all departments to ensure AML procedures are adhered to.
  • Perform ad-hoc AML projects as may be required from time to time.

 

Requirements

The ideal candidate for this job should:

  • be in possession of a professional qualification or relevant training relating to AML, CDD, Governance Risk and Compliance.
  • have a minimum of 3 years experience handling compliance tasks as outlined above.

 

How to apply

If you believe your career objectives match this role, please email a detailed CV and covering letter to recruitment@whpartners.eu by 15 November 2020.